Securities Law

The firm advises corporations and their officers and directors about governance issues, regulatory compliance and similar matters, including current applications and interpretations of the Sarbanes-Oxley Act.   We also assist our clients with changes in reporting and corporate governance pursuant to the Sarbanes-Oxley Act of 2002. The firm has expertise in all aspects of disclosure under the rules and regulations of the Securities and Exchange Commission, including the preparation and filing of periodic reports under the Securities Exchange Act of 1934, as amended (such as Forms 10-K, 10-Q and 8-K), and beneficial ownership reports under Section 16 of the same act. The firm also counsels, and prepares filings for, its clients for corporate proxy solicitations.